The Presidential Cycle

Copyright 2006 Mike Burk & Alpha Investment Management

The Presidential Cycle is made up of 4 years beginning with the year the president is inaugrated. The material presented here is structured to help to identify some of the characteristics and/or dynamics of that 4 year cycle in the stock market.

I identify the cycle as the Presidential Cycle because I believe it is politically motivated. Prior to 1933 gold and silver were the medium of exchange and government had little control over money supply. Gold coins were removed from circulation by executive order in 1933 and redeemability was suspended. Shortly after the confiscation of gold, the currency was devalued to $35 an ounce from $20 (a 40% tax). US citizens could not redeem their gold certificates for gold, but foreigners could so in 1971 Nixon closed the gold window eliminating redeemability entirely and removing any intrinsic value from the currency. With control of the currency politicians are able to manipulate the economy to their advantage. Assuming this hypothesis is correct, it is not surprising the Presidential Cycle has become defined over the past 70 years.


The tables have 5 columns:

Period = The first and last years of the cycle. Click on the date in the period column to see a graph of the period.

Total return = The total change on a percentage basis of the index over the 4 year period

CAR = Compound Annual return = The total 4 year return on an annualized basis.

MDD = Maximum Draw Down = The greatest total decline during the 4 year period.

MDD date = The date of the MDD, the last digit in the sequence is the year position of the date in cycle.

The first table is data for the Dow Jones Industrial Average (DJIA) from 1885 - 2005. All of the figures are for the 4 year period. Click on the period for a graph.

Period Total return CAR MDD MDD date President
1885 - 1888 28.40% 5.55% 20.13% 4/2/1888 - 4 Grover Cleveland - D
1889 - 1892 1.33% 0.28% 22.57% 12/8/1890 - 2 Benjamin Harrison - R
1893 - 1896 -13.64% -2.70% 41.06% 8/8/1896 - 2 Grover Cleveland - D
1897 - 1900 74.82% 12.54% 31.75% 9/24/1900 - 4 William McKinley - R
1901 - 1904 -1.56% -0.33% 46.15% 11/9/1903 - 4 T Roosevelt - D
1905 - 1908 23.77% 4.57% 48.54% 11/15/1907 - 3 T Roosevelt - D
1909 - 1912 2.00% 0.42% 27.44% 9/25/1911 - 3 William Taft - R
1913 - 1916 47.58% 9.44% 19.36% 7/30/1914 - 2 Woodrow Wilson - D
1917 - 1920 -24.26% -4.74% 44.20% 12/21/1920 - 4 Woodrow Wilson -D
1921 - 1924 67.49% 11.49% 20.15% 8/24/1921 - 1 Warren Harding - R
1925 - 1928 148.94% 21.28% 16.70% 3/30/1926 - 2 Calvin Coolidge - R
1929 - 1932 -80.02% -13.30% 89.19% 7/8/1932 - 4 Herbert Hoover - R
1933 - 1936 200.18% 26.38% 23.03% 10/31/1933 - 1 FDR -D
1937 - 1940 -27.11% -5.18% 48.10% 3/31/1938 - 2 FDR - D
1941 - 1944 16.16% 3.21% 30.44% 4/28/1942 - 2 FDR - D
1945 - 1948 16.40% 3.45% 23.24% 10/9/1946 - 2 FDR - Truman - D
1949 - 1952 64.64% 11.95% 13.54% 7/13/1950 - 2 Harry Truman - D
1953 - 1956 71.11% 14.46% 13.04% 9/14/1953 - 1 Dwight Eisenhower - R
1957 - 1960 23.31% 5.39% 19.39% 10/22/1957 -1 Dwight Eisenhower - R
1961 - 1964 41.93% 9.21% 27.10% 6/26/1962 - 2 Kennedy - Johnson - D
1965 - 1968 7.96% 2.00% 25.21% 10/7/1966 - 2 Lyndon Johnson - D
1969 - 1972 8.08% 1.97% 34.85% 5/26/1970 - 2 Richard Nixon - R
1973 - 1976 -1.51% -0.37% 45.08% 12/6/1974 - 2 Nixon - Ford - R
1977 - 1980 -4.05% -1.00% 26.13% 2/28/1978 - 2 Jimmy Carter - D
1981 - 1984 25.68% 5.88% 24.13% 8/12/1982 - 2 Ronald Reagan - R
1985 - 1988 78.99% 15.68% 36.13% 10/19/1987 - 3 Ronald Reagan - R
1989 - 1992 52.33% 11.08% 21.16% 10/11/1990 - 2 George HW Bush - R
1993 - 1996 95.34% 18.24% 9.68% 4/4/1994 - 2 William Clinton - D
1997 - 2000 67.28% 13.77% 19.26% 8/31/1998 - 2 William Clinton - D
2001 - 2004 -0.04% -0.01% 35.74% 10/9/2002 - 2 George W Bush - R
Averages 33.72 6.02 30.08

Click here for a page showing all of the DJIA charts stacked on a single page.

It is interesting that the MDD has occurred during the 2nd year of the cycle all but three times since 1933. Two of the three occurrences were during the Eisenhower administration and the 3rd during the 2nd year of the Reagan administration when the crash of 1987 (the 3rd year of his 2nd term) exceeded all declines in 1986.

George W. Bush, FDR and Theodore Roosevelt are the only presidents that have been re-elected after a decline over their terms.


The next table shows data for the S&P 500 (SPX) from 1929 - 2004.

Period Total return CAR MDD MDD date
1929 - 1932 -71.70% -12.17% 86.22% 6/1/1932 - 4
1933 - 1936 149.35% 21.48% 33.93% 3/14/1935 - 3
1937 - 1940 -38.42% -7.08% 54.50% 3/31/1938 - 2
1941 - 1944 25.52% 4.90% 31.22% 4/28/1942 - 2
1945 - 1948 14.46% 3.06% 28.78% 5/17/1947 - 3
1949 - 1952 74.80% 13.48% 14.02% 7/17/1950 - 2
1953 - 1956 75.65% 15.22% 14.82% 9/14/1953 - 1
1957 - 1960 24.51% 5.65% 20.66% 10/22/1957 - 1
1961 - 1964 45.84% 9.96% 27.97% 6/26/1962 - 2
1965 - 1968 22.55% 5.38% 22.18% 10/7/1966 - 2
1969 - 1972 13.66% 3.27% 34.73% 5/26/1970 - 2
1973 - 1976 -8.97% -2.17% 48.20% 10/3/1974 - 2
1977 - 1980 26.34% 6.03% 19.13% 3/6/1978 - 2
1981 - 1984 23.19% 5.35% 25.85% 8/12/1982 - 2
1985 - 1988 66.06% 13.53% 33.51% 12/4/1987 - 3
1989 - 1992 56.89% 11.92% 19.92% 10/11/1990 - 2
1993 - 1996 70.01% 14.20% 8.94% 4/4/1994 - 2
1997 - 2000 78.24% 15.59% 19.31% 8/31/1998 - 2
2001 - 2004 -8.21% -2.01% 43.46% 10/9/2002 - 2
Averages 33.67% 6.61% 30.91%

Click here for a page showing all of the SPX charts stacked on a single page.

Since 1960 the MDD for the cycle has occurred in year 2 with the single exception of 1987.

The next table shows data for the NASDAQ composite (OTC) from 1965 - 2004.

Period Total return CAR MDD MDD date
1965 - 1968 137.97% 25.06% 20.79% 10/10/1966 - 2
1969 - 1972 28.07% 6.41% 38.22% 5/27/1970 - 2
1973 - 1976 -26.81% -6.12% 59.90% 10/3/1974 - 2
1977 - 1980 106.38% 19.90% 24.91% 3/27/1980 - 4
1981 - 1984 22.45% 5.19% 31.50% 7/25/1984 - 4
1985 - 1988 54.19% 11.44% 35.89% 10/28/1987 - 3
1989 - 1992 77.50% 15.42% 33.00% 10/16/1990 - 2
1993 - 1996 90.71% 17.53% 16.55% 7/24/1996 - 4
1997 - 2000 91.36% 17.67% 53.79% 12/20/2000 - 4
2001 - 2004 -11.94% -2.88% 61.03% 10/9/2002 - 2
Averages 56.99% 10.96% 37.57%

Click here for a page showing all of the OTC charts stacked on a single page.

Five (50%) of the OTC MDDs occurred in year 2 and four (40%) occurred in year 4. Two of the year 4 MDDs in July and just 1 day apart (1984 and 1996).

The next table shows data for the Russell 2000 (R2K) from 1981 - 2004.

Period Total return CAR MDD MDD date
1981 - 1984 35.71% 7.93% 29.16% 8/12/1982 - 2
1985 - 1988 45.81% 9.90% 39.08% 10/28/1987 - 3
1989 - 1992 49.98% 10.66% 34.27% 10/30/1990 - 2
1993 - 1996 64.07% 13.19% 15.59% 7/24/1996 - 4
1997 - 2000 33.35% 7.48% 36.86% 10/8/1998 - 2
2001 - 2004 34.75% 7.81% 37.46% 10/9/2002 - 2
Averages 43.95% 9.50% 32.07%

Click here for a page showing all of the R2K charts stacked on a single page.


This link goes to a page showing multiple indices on log scales on a single chart to enable you to see the relative performance of the indices over the Presidential Cycle.


A closer look at each year of the Presidential Cycle

Click here for a closer look at Presidential Year 1.

Click here for a closer look at Presidential Year 2.

Click here for a closer look at Presidential Year 3.

Click here for a closer look at Presidential Year 4.


The next table shows the average performance of the different indices during each of the Presidential years since 1963 (except the R2K which begins in 1980)
DJIA SPX OTC R2K Percentage of the years the index was up for the year
Year 1 3.26% 3.70% 4.77% 11.69% DJIA 45%, SPX 55%, OTC 64%, R2K 86%
Year 2 -0.55% 0.91% -2.57% -4.17% DJIA 45% , SPX 55%,OTC 40%, R2K 33%
Year 3 18.88% 19.93% 38.65% 25.15% DJIA 100%, SPX 100%, OTC 90%, R2K 83%
Year 4 9.22% 10.78% 12.02% 12.89% DJIA 82%, SPX 90%, OTC 82%, R2K 71%
A weak market appears to be tolearable in the 2nd year, but not year 3.

The next table is similar to the previous one except all averages are calculated from 1980.

DJIA SPX OTC R2K Percentage of years the index was up for the year
Year 1 10.77% 10.26% 9.15% 11.69% DJIA 57%, SPX 71%, OTC 71%, R2K 86%
Year 2 6.55% 4.10% 2.22% -4.17% DJIA 66%, SPX 50%, OTC 50%, R2K 33%
Year 3 21.14% 20.94% 41.16% 25.15% DJIA 100%, SPX 100%, OTC 83%, R2K 83%
Year 4 7.17% 9.02% 6.47% 12.89% DJIA 71%, SPX 86%, OTC 71%, 71%

The next group of links are to tables showing monthly and yearly perfromance for the index along with 5 period (20 year) monthly performance summaries and overall performance summaries including the percentage of time the month has been up. There is also a breakdown by Presidential Year with summaries.

DJIA 1885 - 2005

Overall the best month for the DJIA is December, up 70% of the time with an average gain of 1.1%. The worst month is September up 44% of the time with an average loss of 1.1%.

Breaking it down by Presidential Year the best month is December of year 3, up 80% of the time with an average gain of 1.4%. The best month measured by average gain is August of year 4, up 73% of the time with an average gain of 2.4%. The worst month, by both percentage of up months and average loss, is September of year 2 up 41% of the time with an average loss of 1.9%.

SPX 1928 - 2005

Overall the best month for the SPX is also December up 74% of the time with an average gain of 1.4%, January has also had an average gain of 1.4%, but has only been up 70% of the time.

Breaking it down by Presidential Year the best month is December of year 3 up 84% of the time with an average gain of 2.3%. The best month measured by average gain is January of year 3, up 74% of the time with an average gain of 3.1%. The worst month is September of year 1, up 30% of the time with an average loss of 2.3%.

OTC 1963 - 2005

Overall the best month for the OTC is April up 70% of the time with an average gain of 1.5%, the highest average gain is January up 67% of the time with an average gain of 3.5%. The worst month is July up 51% of the time and on average flat. Measured by average loss, September is the worst, up 60% of the time with an average loss of 0.3%.

Breaking it down by Presidential Year the best month is March of year 3, up 100% of the time with an average gain of 4.3%. Measured by average gain January of year3 has been up 90% of the time with an average gain of 8.2%. The worst month , measured both by percentage of winners and average loss, is February of year 1, up 27% of the time with an average loss of 3.8%.

R2K 1979 - 2005

Overall the best month for the R2K is December up 70% of the time with an average gain of 2.3%. Measured by average gain, the best month is January, up 61% of the time with an average gain of 2.8%. The worst month for the R2K is July, up 48% of the time with an average loss of 0.6%. October has also had an average loss of 0.6%, but it has been up 60% of the time.

Breaking it down by Presidential Year, the best months are May of year 1 up 100% of the time with an average gain of 4.5% and March of year 3 also up 100% of the time with an average gain of 3.4%. Measured by average return December of year 3 has been up 86% of the time with an average gain of 4.9%. The worst month is July of year 2, up 17% of the time with an average loss of 5.9%. The 1987 crash made October the worst by percentage loss at 6.1% while October of year 3 has been up 43% of the time.