Strategies and Performance

       Fact Sheets and Brochures are updated as of March 31, 2018.

Using separately managed accounts, Alpha offers several strategies with varying degrees of risk for individual investors, IRA accounts and retirement plans. Click on the links below to view the brochures and fact sheets.

Our strategies use index funds and/or ETFs as the investment vehicle. We use various custodians, tax-deferred variable annuity companies, and investment platforms to actively manage our strategies. Please go to the Financial Professionals page for a complete list.


Alpha Bonds Strategy
A strategy designed to provide smooth capital growth and income.
Alpha Bonds Strategy Fact Sheet (includes performance of strategy)
Alpha Bonds Strategy Brochure (provides detailed information about strategy)

Alpha Mid-Cap Power IndexTM Managed Account
An asset allocation strategy which exploits the sixty year pattern of "skewing" market returns into a six to seven month "power zone".

The hypothetical performance (January 1, 2000 to December 31, 2009) of the Alpha Mid-Cap Power Index Managed Account model has been examined by an independent accounting firm. Click the link to the right to view the hypothetical performance report.

The real performance record (beginning January 2010) of the Alpha Mid-Cap Power Index Managed Account strategy is examined by an independent performance certification firm. Click the link to the right to view the most recent quarterly performance examination report.

Alpha Mid-Cap Power Index MA Fact Sheet (includes performance of strategy)
Alpha Mid-Cap Power Index MA Brochure (provides detailed information about strategy)



Alpha Mid-Cap Power Index MA Hypothetical Performance Examination Report





Alpha Mid-Cap Power Index MA Performance Examination Report

Alpha Multi-Income Strategy*
A strategy that seeks to generate income from a variety of sources, achieve strong capital appreciation during stock market advances, and reduce stock market related exposure and portfolio risk during extended stock market declines.

*Only available at TCA by E*TRADE.
Alpha Multi-Income Strategy Fact Sheet (includes performance of strategy)
Alpha Multi-Income Strategy Brochure (provides detailed information about strategy)

Alpha Seasonal Strategy
A strategy which exploits three, long-term seasonal factors.
Alpha Seasonal Strategy Fact Sheet (includes performance of strategy)
Alpha Seasonal Strategy Brochure (provides detailed information about strategy)

The FormulaTM
An asset allocation strategy that seeks to exploit two cyclical forces that profoundly and regularly affect the distribution of stock market returns.
The Formula Fact Sheet (includes performance of strategy)
The Formula Brochure (provides detailed information about strategy),