Financial Professionals

Alpha Investment Management works directly with financial professionals who are interested in providing their clients with investment strategies that offer a long-term, systematic approach to risk management and preservation of capital. By working together, we can accomplish the mutual goal of delivering superior long-term results to your clients without the heart-stopping volatility that often accompanies traditional equity investments.

Where to Invest

Alpha manages some or all of its strategies as a sub-investment advisor and/or third-party investment advisor at the following custodian and variable annuity companies:

Please contact Alpha Investment Management at 877-229-9400 for more information about our investment management services.

Some or all of our strategies are available as model portfolios on the following UMA investment platforms:

  • Adhesion Wealth Advisor Solutions
  • Envestnet:   Unified Manager Platform (UMP)
                         TD Ameritrade Institutional UMAX Platform
  • Eqis Capital Management
  • Folio Institutional
  • Fusion Capital Management
  • Mid Atlantic Trust Company - ManagerxChange Managers Platform

Call our office at 877-229-9400 for more information.

Links to Alpha's
Forms and Documents
Please select the applicable kit.

Client Application Kit for E*TRADE Advisor Services Accounts

Client Application Kit for Nationwide Advisory Solutions and Security Benefit Accounts

Client Application Kit for Midland National Vector II Accounts


ADV Part 2A Firm Disclosure Brochure

Investment Philosophy

Notice of Privacy Practices

Business Continuity Plan Summary

Investment Strategy Change Request Form